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Daniel Evan Lloyd-Roberts

Stoker Ostler, A Part Of Bmo Financial Group

Scottsdale, AZ

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Current Employers
Stoker Ostler, A Part Of Bmo Financial Group

4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
AZ RA APPROVED 2022-05-12
  • TX RA
    APPROVED
    Since 2026-04-08
  • AZ RA
    APPROVED
    Since 2022-05-12

Branch Locations

4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 10/2018 04/2019
Ags Financial Group Brisbane 01/2017 05/2018
Amp Horizons Brisbane 05/2016 12/2016
Unemployed Scottsdale AZ 05/2018 10/2018
Bank Of America, N.A. Scottsdale AZ 11/2018 04/2019
Stoker Ostler Wealth Advisors Scottsdale AZ 04/2019 04/2022
Stoker Ostler Wealth Advisors Scottsdale AZ 04/2022 Present
  • 10/2018 → 04/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
  • 01/2017 → 05/2018
    Ags Financial Group
    Brisbane
  • 05/2016 → 12/2016
    Amp Horizons
    Brisbane
  • 05/2018 → 10/2018
    Unemployed
    Scottsdale, AZ
  • 11/2018 → 04/2019
    Bank Of America, N.A.
    Scottsdale, AZ
  • 04/2019 → 04/2022
    Stoker Ostler Wealth Advisors
    Scottsdale, AZ
  • 04/2022 → Present
    Stoker Ostler Wealth Advisors
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-30
S63 Uniform Securities Agent State Law Examination 2018-07-14
  • S65 Uniform Investment Adviser Law Examination
    2018-07-30
  • S63 Uniform Securities Agent State Law Examination
    2018-07-14
Designations
Other Names
  • Daniel Evan Lloyd-Roberts

View on SEC IAPD

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IRONWOOD WEALTH ADVISORS, LLC
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CETERA INVESTMENT ADVISERS LLC
FAITH INVESTOR SERVICES
MERIDIAN WEALTH MANAGEMENT, LLC

Other Investors

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SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN
MARC ALAN NORMANN
Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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