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Dominic Valdez

Edward Jones

Upland, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-19
CA RA APPROVED 2023-05-12
  • TX RA
    APPROVED
    Since 2024-02-19
  • CA RA
    APPROVED
    Since 2023-05-12

Branch Locations

99 East C St Suite 201, Upland, CA 91786-6041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Upland CA 05/2017 05/2018
La Fitness Upland CA 10/2016 12/2016
Gold's Gym Montclair CA 02/2017 07/2017
Unemployed Upland CA 04/2014 09/2016
New York Life Insurance Company San Dimas CA 10/2018 08/2019
U.S. Army Upland CA 05/2018 11/2019
Merrill Lynch/Boa Ontario CA 07/2019 04/2022
Charles Schwab Upland CA 04/2022 05/2023
Edward Jones Upland CA 05/2023 Present
  • 05/2017 → 05/2018
    U.S. Bank
    Upland, CA
  • 10/2016 → 12/2016
    La Fitness
    Upland, CA
  • 02/2017 → 07/2017
    Gold's Gym
    Montclair, CA
  • 04/2014 → 09/2016
    Unemployed
    Upland, CA
  • 10/2018 → 08/2019
    New York Life Insurance Company
    San Dimas, CA
  • 05/2018 → 11/2019
    U.S. Army
    Upland, CA
  • 07/2019 → 04/2022
    Merrill Lynch/Boa
    Ontario, CA
  • 04/2022 → 05/2023
    Charles Schwab
    Upland, CA
  • 05/2023 → Present
    Edward Jones
    Upland, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-03
S63 Uniform Securities Agent State Law Examination 2019-01-24
  • S65 Uniform Investment Adviser Law Examination
    2019-10-03
  • S63 Uniform Securities Agent State Law Examination
    2019-01-24
Designations
Other Names
  • Dominic Valdez
  • Dominic Vidal Valdez

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA

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