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Chi Hye Quichocho Guerrero

LPl Financial LLC

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-01-05
  • WA RA
    APPROVED
    Since 2026-01-05

Branch Locations

319 1St Avenue S,, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heimlantz Annapolis MD 10/2018 07/2020
Tower Federal Credit Union Laurel MD 05/2018 10/2018
1St Global Capital Corp. Annapolis MD 04/2019 10/2019
1St Global Advisors, Inc Annapolis MD 04/2019 10/2019
Unemployed Columbus GA 07/2015 07/2017
Unemployed Gambrillis MD 07/2017 05/2018
Avantax Advisory Services Annapolis MD 10/2019 09/2025
Avantax Investment Services, Inc. Annapolis MD 10/2019 09/2025
Magellan Health Scottsdale AZ 07/2023 12/2024
Heimlantz Annapolis MD 01/2023 12/2025
Heimlantz Annapolis MD 07/2020 01/2023
Cetera Wealth Services, Llc Dupont WA 09/2025 12/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 12/2025
Heimlantz Cpas And Advisors Annapolis MD 10/2018 12/2025
Lpl Financial Llc Seattle WA 01/2026 Present
Transformational Advisory Group Seattle WA 01/2026 Present
  • 10/2018 → 07/2020
    Heimlantz
    Annapolis, MD
  • 05/2018 → 10/2018
    Tower Federal Credit Union
    Laurel, MD
  • 04/2019 → 10/2019
    1St Global Capital Corp.
    Annapolis, MD
  • 04/2019 → 10/2019
    1St Global Advisors, Inc
    Annapolis, MD
  • 07/2015 → 07/2017
    Unemployed
    Columbus, GA
  • 07/2017 → 05/2018
    Unemployed
    Gambrillis, MD
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Annapolis, MD
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Annapolis, MD
  • 07/2023 → 12/2024
    Magellan Health
    Scottsdale, AZ
  • 01/2023 → 12/2025
    Heimlantz
    Annapolis, MD
  • 07/2020 → 01/2023
    Heimlantz
    Annapolis, MD
  • 09/2025 → 12/2025
    Cetera Wealth Services, Llc
    Dupont, WA
  • 09/2025 → 12/2025
    Schaumburg, IL
  • 10/2018 → 12/2025
    Heimlantz Cpas And Advisors
    Annapolis, MD
  • 01/2026 → Present
    Seattle, WA
  • 01/2026 → Present
    Transformational Advisory Group
    Seattle, WA
Previous Registrations
  • 2025-09-05 → 2025-12-22
    Dupont, WA
    Annapolis, MD
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Irving, TX
    Dallas, TX
    Annapolis, MD
    Dupont, WA
  • 2019-06-17 → 2019-10-25
    1St Global Advisors Inc
    Annapolis, MD
Other Businesses

1- 01/2026 / Transformational Advisory Group / DBA for LPL Business (entity for LPL business) / Investment Related / Start Date 01/05/2026 - 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 01/2026 / Real Estate Rental / Real Estate Rental / Investment Related / Eagle River, AK - Start date: 06/01/2015 - 0 hours per month/ during trading 3- 01/2026/ Real Estate Rental/Real Estate Rental/ Investment Related/ Fayetteville, NC - Start Date: 12/03/2007 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17
Designations
Other Names
  • Chi Hye Quichocho
  • Chi Guerrero
  • Chi Quichocho
  • Chi Hye Guerrero

View on SEC IAPD

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