Sean Thomas Powell

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 10/2018
  Wells Fargo Bank, N.A.
  Minneaplis, MN
• 10/2018 → 08/2024
  Lpl Financial Llc
  Sioux Falls, SD
• 10/2018 → 06/2025
  Security Savings Bank
  Sioux Falls, SD
• 08/2024 → 06/2025
  Raymond James Financial Services, Inc.
  Sioux Falls, SD
• 08/2024 → 06/2025
  Raymond James Financial Services Advisors, Inc.
  Sioux Falls, SD
• 08/2024 → 06/2025
  Security Wealth Management
  Sioux Falls, SD
• 08/2023 → 08/2024
  University Of South Dakota
  Sioux Falls, SD
• 06/2025 → Present
  Ameriprise Financial Services, Llc
  Sioux Falls, ND

Previous Registrations

• 2024-08-12 → 2025-06-10
  Raymond James Financial Services Advisors, Inc
  Sioux Falls, SD
• 2019-03-25 → 2024-08-19
  Lpl Financial Llc
  Sioux Falls, SD

Other Businesses

Independent Insurance Brokering; United Life; 01/02/2025; Fixed Annuity. Business Ownership; Coteau Holdings, LLC; Co-owner; Manage Ameriprise Business; 6045 South Louise Ave, Suite 202, Sioux Falls, SD, 57108; Investment-Related; 05/28/2025; 60 hours per month; 0 during trading hours. Outside Employment; Coteau Holdings, LLC; Co-owner; Manage advisory business; 6045 South Louise Ave, Suite 202, Sioux Falls, SD, 57108; Investment-Related; 06/06/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-08
• S63 Uniform Securities Agent State Law Examination
  2019-01-11

Other Names

• Sean T Powell
• Sean Powell