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Richard Lowery Morris

Huntleigh Advisors, Inc.

St. Louis, MO

Fishers, IN

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Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-22
FL RA APPROVED 2024-07-01
NV RA APPROVED 2024-06-12
WI RA APPROVED 2024-04-17
MD RA APPROVED 2024-04-16
MO RA APPROVED 2024-04-16
NC RA APPROVED 2024-04-11
IN RA APPROVED 2024-04-10
KY RA APPROVED 2024-04-10
SC RA APPROVED 2024-04-10
  • AZ RA
    APPROVED
    Since 2024-08-22
  • FL RA
    APPROVED
    Since 2024-07-01
  • NV RA
    APPROVED
    Since 2024-06-12
  • WI RA
    APPROVED
    Since 2024-04-17
  • MD RA
    APPROVED
    Since 2024-04-16
  • MO RA
    APPROVED
    Since 2024-04-16
  • NC RA
    APPROVED
    Since 2024-04-11
  • IN RA
    APPROVED
    Since 2024-04-10
  • KY RA
    APPROVED
    Since 2024-04-10
  • SC RA
    APPROVED
    Since 2024-04-10

Branch Locations

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

8100 E. 106Th Street Suite 260, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntleigh Securities Corporation St. Louis MO 10/2018 12/2021
Unemployed Warsaw IN 04/2018 10/2018
Horizon Trust Warsaw IN 06/2016 04/2018
Wolfrum And Company, Llc Indianapolis IN 10/2018 03/2024
Huntleigh Securities Corporation Fishers IN 04/2024 Present
Huntleigh Advisors, Inc. St. Louis MO 04/2024 Present
  • 10/2018 → 12/2021
    Huntleigh Securities Corporation
    St. Louis, MO
  • 04/2018 → 10/2018
    Unemployed
    Warsaw, IN
  • 06/2016 → 04/2018
    Horizon Trust
    Warsaw, IN
  • 10/2018 → 03/2024
    Wolfrum And Company, Llc
    Indianapolis, IN
  • 04/2024 → Present
    Huntleigh Securities Corporation
    Fishers, IN
  • 04/2024 → Present
    Huntleigh Advisors, Inc.
    St. Louis, MO
Previous Registrations
  • 2019-03-19 → 2024-04-11
    Wolfrum And Co.
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-25
S66 Uniform Combined State Law Examination 2019-03-19
  • S63 Uniform Securities Agent State Law Examination
    2025-04-25
  • S66 Uniform Combined State Law Examination
    2019-03-19
Other Names
  • Richard L Morris

View on SEC IAPD

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