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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-14 |
| TX | RA | APPROVED | 2026-03-23 |
| NJ | RA | APPROVED | 2026-02-05 |
| CT | RA | APPROVED | 2026-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consolidated Aviation Services Inc | Jamaica | NY | 07/2016 | 03/2017 |
| Stellae International Inc | Melville | NY | 03/2017 | 11/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Garden City | NY | 01/2019 | 07/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2019 | 07/2022 |
| Guardian Life Insurance Company | Farmington | CT | 06/2022 | Present |
| Park Avenue Securities | Farmington | CT | 07/2022 | Present |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 04/27/2026, Address: 197 Scott Swamp Rd Farmington, CT 06032, Duties: Insurance other than Guardian 5 total hours per month; 1 during securities trading hours, Investment related, 2) Upper Albany Main Street Program, Inc-Finance Associate, Nature of Business: economic development, community revitalization organization, Start date: 07/01/2026, Address: 1382 Albany Ave, Hartford, CT 06112, Duties: data entry and record keeping, 80 total hours per month; 40 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-05 |
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