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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-04 |
| TX | RA | APPROVED | 2026-01-29 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2018 | Present |
| Archway Classical Academy Cicero - Great Hearts | Scottsdale | AZ | 11/2014 | 08/2018 |
| Self-Employed | Phoenix | AZ | 09/2024 | Present |
| Self-Employed | Phoenix | AZ | 12/2024 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 08/2018 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 01/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: WOODWORKING POSITION: WOODWORKER START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 7 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATES WOODEN PRODUCTS NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: PHOTOGRAPHY POSITION: FREELANCE PHOTOGRAPHER START DATE: 12/2024 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TAKE AND EDIT PHOTOGRAPHS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-19 |
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