Ramon Dominic Morris

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 08/2018
  Buckle, Inc.
  Modesto, CA
• 09/2018 → 10/2018
  Unemployed
  Ranch Palos Verdes, CA
• 10/2018 → 02/2021
  D.A. Davidson & Co.
  Long Beach, CA
• 02/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 04/2021 → Present
  Bank Of America, N.A.
  Beverly Hills, CA

Previous Registrations

• 2019-05-02 → 2021-02-17
  D.A. Davidson & Co.
  Los Angeles, CA
  Long Beach, CA

Other Businesses

I*470653 For profit or not for profit: Entity Governmental Name of outside business organization: Palos Verdes High School Investment related: No Address of business: Palos Verdes Estates, CA 90274 Position, title, association: Coach Start date of relationship: 2/15/2021 Number of hours devoted: 24 hrs Mthly Number of hours devoted during trading hours: 0 Duties: High School Football Coach, Public High School. Coach High School Students on fundamentals

Exams

• S66 Uniform Combined State Law Examination
  2019-05-01

Other Names

• Dominic Morris