Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-16
TX RA APPROVED 2021-02-16
  • CA RA
    APPROVED
    Since 2021-02-16
  • TX RA
    APPROVED
    Since 2021-02-16

Branch Locations

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckle, Inc. Modesto CA 05/2012 08/2018
Unemployed Ranch Palos Verdes CA 09/2018 10/2018
D.A. Davidson & Co. Long Beach CA 10/2018 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 02/2021 Present
Bank Of America, N.A. Beverly Hills CA 04/2021 Present
Previous Registrations
Other Businesses

I*470653 For profit or not for profit: Entity Governmental Name of outside business organization: Palos Verdes High School Investment related: No Address of business: Palos Verdes Estates, CA 90274 Position, title, association: Coach Start date of relationship: 2/15/2021 Number of hours devoted: 24 hrs Mthly Number of hours devoted during trading hours: 0 Duties: High School Football Coach, Public High School. Coach High School Students on fundamentals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-01
  • S66 Uniform Combined State Law Examination
    2019-05-01
Other Names
  • Dominic Morris

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rolling Hills Estates, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor