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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-04-14 |
Branch Locations
1 Kelly Way, Sparks, MD 21152 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Bethesda | MD | 10/2018 | 10/2021 |
| Principal Life Insurance Company | Bethesda | MD | 10/2018 | 10/2021 |
| The Ohio State University | Columbus | OH | 07/2018 | 08/2018 |
| Major League Lacrosse | Brighten | MA | 06/2018 | 10/2018 |
| The Ohio State University | Columbus | OH | 08/2013 | 05/2018 |
| Kelly Benefits Advisory | Sparks | MD | 11/2021 | Present |
| Lpl Financial, Llc | Sparks | MD | 12/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2015 | Present |
1. 12/13/2021 - KELLY BENEFITS ADVISORY/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SPARKS, MD 2. 12/13/2021 - CREEK CHRONICLES, LLC/ OTHER/ NOT INVESTMENT RELATED/ 1%/ EASTON, MD 3. 05/27/2022 - Kelly Benefits Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Financial Advisor - Start Date - 11/16/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%. 4. 05/26/2022 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Financial Advisor - Start Date - 11/16/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-08 |
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