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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2009-10-05 |
| TX | RA | APPROVED_RES | 2009-10-05 |
Branch Locations
954 Ridgebrook Rd. Suite 200, Sparks, MD 21152 • United States
Pikesville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Timonium | MD | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Phoenix | MD | 03/2020 | Present |
Business Ownership; SCF Inc; Owner of Business; This is a corporation related to our financial advising practice to pay for business expenses; 2612 Monkton Road, , Monkton, MD, 21111; Not Investment-Related; 03/10/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SCF Inc; President - Owner - Management of Practice; ; 2612 Monkton Road, , Monkton, MD, 21111; Investment-Related; 03/10/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-18 |
| S66 | Uniform Combined State Law Examination | 2000-10-30 |
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