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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-12-16 |
| MD | RA | APPROVED | 2009-10-05 |
Branch Locations
954 Ridgebrook Rd. Suite 200, Sparks, MD 21152 • United States
Timonium, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Phoenix | MD | 10/2009 | Present |
Business Ownership; Zabby Inc; Owner of business; This is a corporation for my Ameriprise business practice; 3 Teaneck Court, , Timonium, MD, 21093; Not Investment-Related; 03/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Zabby Inc; President - business owner; ; 3 Teaneck Ct, , Timonium, MD, 21093; Investment-Related; 03/10/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-07 |
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