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Samantha Leigh Haster

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-16
  • TX RA
    APPROVED
    Since 2021-07-16

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Fort Worth TX 07/2011 06/2021
Wells Fargo Clearing Services, Llc Fort Worth TX 10/2018 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-10
S63 Uniform Securities Agent State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2021-05-10
  • S63 Uniform Securities Agent State Law Examination
    2019-02-13
Other Names
  • Samantha L Fannin
  • Samantha Leigh Fannin

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

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