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Dominick Drew Petz

Wells Fargo Clearing Services, LLC

Cedar Rapids, IA

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-05-13
  • IA RA
    APPROVED
    Since 2019-05-13

Branch Locations

3010 Williams Blvd Sw, Cedar Rapids, IA 52404 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Cedar Rapids IA 08/2011 Present
Wells Fargo Clearing Services, Llc Cedar Rapids IA 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-13
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2019-05-13
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18
Other Names
  • Dominick Drew Petz
  • Dominick Petz

View on SEC IAPD

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KYLE AMBROSE MCLAUGHLIN
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Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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