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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-05-16
  • KY RA
    APPROVED
    Since 2024-05-16

Branch Locations

1151 Red Mile Road, Lexington, KY 40504 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1151 Red Mile Road, Lexington, KY 40504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corp Lexington KY 11/2022 05/2024
Benefit Insurance Marketing Lexington KY 06/2017 Present
Retirement Management Services, Llc Louisville KY 01/2012 06/2017
Lpl Financial Llc Lexington KY 05/2024 Present
  • 11/2022 → 05/2024
    Lincoln Financial Securities Corp
    Lexington, KY
  • 06/2017 → Present
    Benefit Insurance Marketing
    Lexington, KY
  • 01/2012 → 06/2017
    Retirement Management Services, Llc
    Louisville, KY
  • 05/2024 → Present
    Lexington, KY
Previous Registrations
  • 2023-06-13 → 2024-05-20
    Osaic Fs, Inc.
    Lexington, KY
Other Businesses

1) 06/20/2024 - BENEFIT INSURANCE MARKETING/Bim Group - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Start date: 06/30/2017 - 140 Hrs/Mo; 6 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
  • S66 Uniform Combined State Law Examination
    2023-06-09

View on SEC IAPD

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