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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-23 |
Branch Locations
200 Clock Tower Place Suite C-100, Carmel, CA 93923 • United States
Pacific Grove, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Carmel | CA | 12/2018 | Present |
| Cypress Coast Properties - The Club | Carmel | CA | 08/2017 | 08/2018 |
| Augustina Leathers | Carmel | CA | 09/2013 | 08/2017 |
| N/A | N/A | CA | 09/2018 | 10/2018 |
| Folktale Winery | Carmel Valley | CA | 07/2017 | 12/2017 |
| House Of Cardoon | Carmel | CA | 06/2019 | Present |
| Starbucks | Carmel | CA | 11/2018 | 12/2018 |
| California State University Monterey Bay | Seaside | CA | 08/2013 | 12/2017 |
1)House of Cardoon NOT investment-related Ocean Avenue & Mission Street, Plaza Suite 210, Carmel, CA 93923 Retail Boutique Part Time Retail Sales Associate 06/2019 About 18 hours a month 0 hours during securities trading hours I work about 3 Sundays a month at this boutique, assisting with selling home goods, shipping, cleaning, and watching the sales floor. This position was approved by UBS prior to starting. 2)Sail Monterey / Assisting in the office on weekends, booking sailing trips, answering phones, clerical duties. / 78 Old Fisherman's Wharf #1 Monterey, California 93940 / United States / Working in the office on weekends, booking sailing trips, answering phones, clerical duties. / Start Date 6/13/2020 3) Seamaid Glass/ investment related?: yes/ Pacific Grove, CA, 93950/Owner of small business/Make and sell handmade jewelry/ start date: 2/1/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-22 |
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