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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
126 Clock Tower Place Suite 101, Carmel, CA 93923 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garrone Financial | Monterey | CA | 06/2015 | 05/2021 |
| Lpl Financial Llc/Pence Financial | Monterey | CA | 05/2021 | 06/2026 |
| Edward Jones | St. Louis | MO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-12 |
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