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Thomas Edwards Carter

Edward Jones

Carmel, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
CA RA APPROVED 2021-02-03
  • TX RA
    APPROVED
    Since 2021-04-06
  • CA RA
    APPROVED
    Since 2021-02-03

Branch Locations

126 Clock Tower Place Suite 101, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2020 Present
Victory Automotiive Group Seaside CA 05/2020 10/2020
Victory Toyota Seaside CA 01/2018 03/2020
California Highway Patrol Monterey CA 09/2014 01/2018
  • 11/2020 → Present
    Edward Jones
    St Louis, MO
  • 05/2020 → 10/2020
    Victory Automotiive Group
    Seaside, CA
  • 01/2018 → 03/2020
    Victory Toyota
    Seaside, CA
  • 09/2014 → 01/2018
    California Highway Patrol
    Monterey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-02
  • S66 Uniform Combined State Law Examination
    2021-02-02
Other Names
  • Thomas Edwards Carter

View on SEC IAPD

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