Best Investors Account Sign in

Thomas Edwards Carter

Edward Jones

Carmel, CA

CRD 7315126

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
CA RA APPROVED 2021-02-03
  • TX RA
    APPROVED
    Since 2021-04-06
  • CA RA
    APPROVED
    Since 2021-02-03

Branch Locations

126 Clock Tower Place Suite 101, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2020 Present
Victory Automotiive Group Seaside CA 05/2020 10/2020
Victory Toyota Seaside CA 01/2018 03/2020
California Highway Patrol Monterey CA 09/2014 01/2018
  • 11/2020 → Present
    Edward Jones
    St Louis, MO
  • 05/2020 → 10/2020
    Victory Automotiive Group
    Seaside, CA
  • 01/2018 → 03/2020
    Victory Toyota
    Seaside, CA
  • 09/2014 → 01/2018
    California Highway Patrol
    Monterey, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-02
  • S66 Uniform Combined State Law Examination
    2021-02-02
Other Names
  • Thomas Edwards Carter

View on SEC IAPD

Nearby Firms

INTERLAKE CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
NEUMEIER POMA INVESTMENT COUNSEL LLC

Nearby Investors

Linda Carol Myrick
Christian V Ekberg
Javier Kevin Bolante

Nearby Offices

INTERLAKE CAPITAL MANAGEMENT, LLC · CARMEL, CA
CHARLES SCHWAB & CO., INC. · Carmel, CA
NEUMEIER POMA INVESTMENT COUNSEL LLC · CARMEL, CA

More in Carmel, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor