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Cassandra Jo Bartlett

Charles Schwab & Co., Inc.

Carmel, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-02
TX RA APPROVED 2021-09-13
  • CA RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2021-09-13

Branch Locations

100 Clock Tower Place Suite100, Carmel, CA 93923-8771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidleity Investments Overland Park KS 06/2008 06/2016
Ameriprise Financial Services Inc Las Vegas NV 02/2018 04/2018
Bartlett, Inc Las Vegas NV 06/2016 02/2018
Charles Schwab Bank, Ssb Carmel CA 09/2019 Present
Charles Schwab & Co., Inc. Carmel CA 05/2018 Present
  • 06/2008 → 06/2016
    Fidleity Investments
    Overland Park, KS
  • 02/2018 → 04/2018
    Ameriprise Financial Services Inc
    Las Vegas, NV
  • 06/2016 → 02/2018
    Bartlett, Inc
    Las Vegas, NV
  • 09/2019 → Present
    Charles Schwab Bank, Ssb
    Carmel, CA
  • 05/2018 → Present
    Charles Schwab & Co., Inc.
    Carmel, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-02
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2008-12-02
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
Other Names
  • Cassandra Jo Fairchild
  • Cassandra Jo Doubrava-Fairchild
  • Cassandra Jo Doubrava
  • Cassandra Jo Higinbotham
  • Cassandra Jo Doubrava
  • Cassandra Jo Bartlett
  • Cassandra Bartlett

View on SEC IAPD

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