Best Investors
Account
Sign in
Best Investors
Account
Sign in
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-08-24 |
| TX | RA | APPROVED_RES | 2020-03-03 |
| OH | RA | APPROVED | 2017-07-23 |
| PR | RA | APPROVED | 2014-08-21 |
| FL | RA | APPROVED | 2012-05-23 |
| NJ | RA | APPROVED | 2012-05-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Aventura | FL | 09/2014 | Present |
| Hsbc Bank Usa Na | Aventura | FL | 08/2016 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-21 |
Reach out to this advisor