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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
3235 Satallite Blvd Bldg 400 St 300, Duluth, GA 30096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Norcross | GA | 10/2018 | 04/2021 |
| Wells Fargo Bank Na | Norcross | GA | 03/2017 | 04/2021 |
| Farmers Insurance -Long Bui Agency | Norcross | GA | 11/2016 | 03/2017 |
| Unemployed | Decatur | GA | 07/2016 | 10/2016 |
| Securian Financial Services | Saint Paul | MN | 04/2021 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 04/2021 | 08/2023 |
| Providential Legacy Group | Duluth | GA | 04/2021 | 01/2023 |
| Cetera Wealth Services, Llc | Duluth | GA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Securian Financial Services | Saint Paul | MN | 07/2021 | 08/2023 |
| Providential Legacy Group | Duluth | GA | 07/2021 | 12/2022 |
| North Star Resource Group | Duluth | GA | 01/2023 | Present |
1) NORTH STAR RESOURCE GROUP, FIXED INSURANCE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/2023, ADDRESS: 2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN, 55414: 2) VOLUNTEER AT BPSOS POSITION: Volunteer NATURE: VITA-Volunteer Income Tax Assistant INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 6107 Oakbrook Pkwy, Norcross GA 30093, United States DESCRIPTION: Bpsos is a non-profit organization which is assigned by IRS to help qualified Vietnamese families to file tax return without fee. BPSOS needs volunteers with some education background to input the data to IRS portal, then they will be reviewed and submited by BPOSO's employees. All volunteers will take a IRS course of 6 hours before start. The work can be done virtually, in the evening or weekend. 3) NAME OF OTHER BUSINESS: DOSAMY RENTALS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTALS; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR RENTAL PROPERTIES THAT RENT TO TENANTS: 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2024; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: GEORGIA VIETNAMESE AMERICAN CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 4500 SATELLITE BLVD, SUITE 1140, DULUTH, GA 30096; NATURE OF BUSINESS: BOARD; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, COORDINATE WITH OTHER MEMBERS TO ORGANIZE NETWORKING EVENTS; 6) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-13 |
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