Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-28 |
| FL | RA | APPROVED | 2023-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| At&T | Miami | FL | 03/2016 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 04/2018 | 06/2023 |
| Fiu | Miami | FL | 01/2016 | 04/2018 |
| J.P. Morgan Securities Llc | Miami | FL | 09/2018 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 06/2023 | Present |
| Cwa Local 3122 | Miami | FL | 08/2016 | 04/2018 |
| Bank Of America, N.A. | Coral Gables | FL | 08/2023 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2020 ADDRESS: 100 miami florida DETAILS: 100 MIAMI FLORIDA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 1 I*1381312 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: Y Address of business: miami, Florida, 33134, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-31 |
Reach out to this advisor