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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-24
WA RA APPROVED 2022-06-03
  • TX RA
    APPROVED
    Since 2023-04-24
  • WA RA
    APPROVED
    Since 2022-06-03

Branch Locations

8555 15Th Ave. N.W., Seattle, WA 98117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Spokane WA 05/2016 07/2022
J.P. Morgan Securities Llc Spokane WA 09/2018 07/2022
Walmart Pullman WA 06/2011 05/2017
Mr. Delivery Pullman WA 05/2017 06/2017
J.P. Morgan Securities Llc Seattle WA 07/2022 Present
Jpmorgan Chase Bank, N.A. Seattle WA 07/2022 Present
  • 05/2016 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Spokane, WA
  • 09/2018 → 07/2022
    Spokane, WA
  • 06/2011 → 05/2017
    Walmart
    Pullman, WA
  • 05/2017 → 06/2017
    Mr. Delivery
    Pullman, WA
  • 07/2022 → Present
    Seattle, WA
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
S63 Uniform Securities Agent State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2022-06-02
  • S63 Uniform Securities Agent State Law Examination
    2018-12-27
Other Names
  • Stephen H Scharosch
  • Stephen Scharosch
  • Steve H Scharosch
  • Steve Scharosch
  • Stephen Scharosch
  • Stephen Henry Scharosch
  • Stephen Scharosch

View on SEC IAPD

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