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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2017-08-15 |
Branch Locations
153 South Liberty Dr, Route 9W, Stony Point, NY 10980 • United States
196 Rte 59, Airmont, NY 10901 • United States
7 Edward J. Lempka Dr, Florida, NY 10921 • United States
5193 Main St, South Fallsburg, NY 12779 • United States
1 Industrial Drive, Suite 100, Middletown, NY 10941 • United States
179 S Main St, New City, NY 10956 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Tarrytown | NY | 08/2014 | 07/2017 |
| Lpl Financial Llc | Stony Point | NY | 08/2017 | Present |
| Sterling National Bank | Stony Point | NY | 08/2017 | 09/2021 |
| Webster Bank | Stony Point | NY | 09/2021 | Present |
1) 08/2017 - Real Estate Rental - Brooklyn, NY - owner - inv rel - start: 2/01/2001 - 1 hr/mth/ 0 hours during trading 2) 09/07/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date: 09/07/2021. 3) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
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