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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-21 |
Branch Locations
6 Liberty Square Mall, Stony Point, NY 10980 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co., Inc | Malden | MA | 09/2009 | 08/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 08/2021 | Present |
| Emerald Retirement Planning Group, Inc. | Tomkins Cove | NY | 09/2009 | Present |
| 18 Liberty Square Llc | Tomkins Cove | NY | 07/2019 | Present |
| Emerald Medicare | Tomkins Cove | NY | 09/2003 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE WITH VARIOUS COMPANIES UNDER DBA NAME EMERALD MEDICARE, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 09/2003, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: EMERALD RETIREMENT PLANNING GROUP, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2009, POSITION/TITLE/RELATIONSHIP: OWNER AND PRESIDENT, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: 18 LIBERTY SQUARE LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE, START DATE: 07/2019, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: LLC OWNS BUILDING THAT INVESTMENT BUSINESS OPERATES FROM; 4) NAME OF OTHER BUSINESS: HELEN HAYES HOSPITAL FOUNDATION; INVESTMENT RELATED: NO, ADDRESS: VIRTUAL, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER SUPPORT FOUNDATION; 5) NAME OF OTHER BUSINESS: ROCKLAND RECOVERY HOMES, INC.; INVESTMENT RELATED: NO; ADDRESS: 4 TIMMEL LANE STONY POINT, NY 10980 NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REVIEW REVENUE AND EXPENSE FIGURES, REPORT OBSERVATIONS TO BOARD, FUNDRAISING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-02 |
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