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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2020-06-01 |
Branch Locations
1601 N 12Th St 3Rd Floor, Bismarck, ND 58501 • United States
1600 South Broadway, Minot, ND 58701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Bismarck | ND | 01/2015 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Bismarck | ND | 10/2018 | 06/2020 |
| Lpl Financial Llc | Bismarck | ND | 06/2020 | Present |
| First International Bank & Trust | Bismarck | ND | 06/2020 | Present |
1. 6/9/2020 - ICA Group - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 06/01/2020 - 10 Hrs/Mth - 10 Hrs During Trading 2. 6/9/2020 - First International Insurance - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 06/01/2020 - 10 Hrs/Mth - 10 Hrs During Trading 3. 6/10/2020 - First International Investments - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Started 06/01/2020 - 173 Hrs/Mth - 173 Hrs During Trading 4. 12/10/2024 - Hefner Investments LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 11/26/2024 - 174 Hrs/Mth - 6 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-04 |
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