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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-14
  • TX RA
    APPROVED
    Since 2019-02-14

Branch Locations

9460 Fm 1960, Humble, TX 77338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2011 Present
Bank Of America N.A. Houston TX 07/2011 Present
Other Businesses

I*131605For profit or not for profit: For-Profit OrganizationName of outside business organization: woment hair extensionInvestment related: NAddress of business:houston, Texas 77044Nature of business: Other,no registered currentlyPosition, title, association: Family Held, Start date of relationship: 7/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: receive order for women hair extensions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2019-02-13
Other Names
  • Keeara Thompson

View on SEC IAPD

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