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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
Branch Locations
5616 Fm 1960 Rd E Ste 276, Humble, TX 77346-2784 • United States
Porter, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Humble | TX | 02/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Humble | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 951 WOMMACK DR, , CRYSTAL BEACH, TX, 77650; Not Investment-Related; 02/14/2023. Business Ownership; SANDBAG'S ENDLESS SUMMER, LLC; MAINTAINING, CLEANING, & RENTING; VACATION RENTAL PROPERTY; 951 WOMMACK DRIVE, , CRYSTAL BEACH, TX, 77650; Not Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-17 |
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