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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
10 Memorial Boulevard, Providence, RI 02903-1160 • United States
Pawtucket, RI • United States
900 Salem Street, Smithfield, RI 02917-1243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Distributors Company, Llc / Fidelity Investments | Smithfield | RI | 10/2018 | 11/2020 |
| Spitler Race Systems | Pawtucket | RI | 01/2001 | 02/2022 |
| The Taylor Group | Franklin | MA | 06/2017 | 09/2018 |
| Tracs Inc | Watertown | MA | 08/2015 | 06/2017 |
| Equitable Advisors, Llc | New York | NY | 11/2020 | 02/2022 |
| Fidelity Investments | Providence | RI | 02/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-129628|OrgNmn:Spitler Race Systems|Org Addr:Pawtucket,Rhode Isla,US|OBA Nature:Running Event Finish Line Timi|Invst Rel:N|Title:Employee|Duties:Managing Finish and Start line|StrtDt:|TotHrs/mon:15|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-28 |
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