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708 Montgomery Street, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-09-30 |
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
14300 N. Northsight Boulevard Suite 122, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brookstone Capital Management Llc | Scottsdale | AZ | 10/2018 | 08/2019 |
| Ura Group Az L.L.C. | Scottsdale | AZ | 05/2017 | Present |
| Round Hill Country Club | Alamo | CA | 01/2016 | 04/2017 |
| Delta Investment Management, Inc. | Scottsdale | AZ | 09/2019 | Present |
Mr. Mallory is a Managing Member of URA Group AZ L.L.C., an investment related financial services company, located at 14300 N. Northsight Boulevard, Suite 122, Scottsdale, AZ 85260. He started this affiliation in June of 2018, and expects to spend approximately 160 hours per month in this capacity offering clients a variety of financial products after determining suitability. A significant number of these hours are expected to be during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-20 |
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