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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-12 |
| CA | RA | APPROVED | 2019-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Pacific | Stockton | CA | 08/2016 | 06/2018 |
| Unemployed | San Rafael | CA | 06/2018 | 09/2018 |
| Lpl Financial, Llc | San Rafael | CA | 10/2018 | Present |
1. 1/23/2020 - Marin Sports Academy - Not Investment Related - 675 Sir Francis Drake Boulevard, Kentfield CA 94904 - Other-Baseball Coach - Assistant Baseball Coach - Start Date: 02/01/2020 - 8 Hours Per Month/0 Hours During Securities Trading. 2. 06/23/2020 - 1Broker, L.P. Dba 1Broker Insurance Services - Insurance Agency - Investment Related- At Reported Business Location(s) - Start Date- 06/01/2020- 25 Hours Per Month/ 2 Hours During Securities Trading 3. 10/21/2021 - M&T Enterprises, L.P. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/19/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 10/21/2021 - M&T Management Corporation - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/19/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 11/11/2021 - ATG Capital LLC - Investment Related - Phoenix, AZ - Real Estate Rental - Start Date: 10/19/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Passive investor in residential real estate rental properties. 6. 1/28/2022 - T & H Ventures LLC - Investment Related - Real Estate Rental - Start Date: 1/27/2022 - 1 Hours Per Month/0 Hours During Securities Trading - LLC for real estate rental properties. 7. 08/10/2022- 1Broker, L.P. Dba 1Broker Insurance Services- Investment Related- At Reported Business Location(s) - Insurance Agency - Start Date- 06/01/2020- 25 Hours Per Month/ 2 Hours During Securities Trading 8. 08/10/2022 - West Coast Wealth Advisors, L.P. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/22/2021 - 40 Hours Per Month/8 Hours During Securities Trading 9. 08/09/2023 - No Business Name - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 08/17/2023 - 1 Hour Per Month/ 0 Hours During Trading 10. 09/09/2024 - Tarantino Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/15/2024 - 0 Hours Per Month/ During Trading 11. 01/23/2026 - Matthew & Katelyn Tarantino - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-16 |
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