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Matthew Tarantino

LPl Financial LLC

Novato, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
CA RA APPROVED 2019-04-17
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • CA RA
    APPROVED
    Since 2019-04-17

Branch Locations

1615 Hill Road, Suite 21, Novato, CA 94947 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Pacific Stockton CA 08/2016 06/2018
Unemployed San Rafael CA 06/2018 09/2018
Lpl Financial, Llc San Rafael CA 10/2018 Present
  • 08/2016 → 06/2018
    University Of Pacific
    Stockton, CA
  • 06/2018 → 09/2018
    Unemployed
    San Rafael, CA
  • 10/2018 → Present
    San Rafael, CA
Other Businesses

1. 1/23/2020 - Marin Sports Academy - Not Investment Related - 675 Sir Francis Drake Boulevard, Kentfield CA 94904 - Other-Baseball Coach - Assistant Baseball Coach - Start Date: 02/01/2020 - 8 Hours Per Month/0 Hours During Securities Trading. 2. 06/23/2020 - 1Broker, L.P. Dba 1Broker Insurance Services - Insurance Agency - Investment Related- At Reported Business Location(s) - Start Date- 06/01/2020- 25 Hours Per Month/ 2 Hours During Securities Trading 3. 10/21/2021 - M&T Enterprises, L.P. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/19/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 10/21/2021 - M&T Management Corporation - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/19/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 11/11/2021 - ATG Capital LLC - Investment Related - Phoenix, AZ - Real Estate Rental - Start Date: 10/19/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Passive investor in residential real estate rental properties. 6. 1/28/2022 - T & H Ventures LLC - Investment Related - Real Estate Rental - Start Date: 1/27/2022 - 1 Hours Per Month/0 Hours During Securities Trading - LLC for real estate rental properties. 7. 08/10/2022- 1Broker, L.P. Dba 1Broker Insurance Services- Investment Related- At Reported Business Location(s) - Insurance Agency - Start Date- 06/01/2020- 25 Hours Per Month/ 2 Hours During Securities Trading 8. 08/10/2022 - West Coast Wealth Advisors, L.P. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/22/2021 - 40 Hours Per Month/8 Hours During Securities Trading 9. 08/09/2023 - No Business Name - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 08/17/2023 - 1 Hour Per Month/ 0 Hours During Trading 10. 09/09/2024 - Tarantino Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/15/2024 - 0 Hours Per Month/ During Trading 11. 01/23/2026 - Matthew & Katelyn Tarantino - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-16
  • S66 Uniform Combined State Law Examination
    2019-04-16

View on SEC IAPD

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