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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-18 |
| CA | RA | APPROVED | 2019-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Porterville | CA | 08/2008 | Present |
| Bank Of America N.A. | Porterville | CA | 08/2008 | Present |
I*7131 For profit or not for profit: Name of outside business organization: Rey Mendez Investment related: Address of business: Terra Bella, California 93270 Nature of business: , Position, title, association: , Start date of relationship: 1/7/2013 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7133 For profit or not for profit: Name of outside business organization: Rey Mendez Investment related: Address of business: Porterville, California 93257 Nature of business: , Position, title, association: , Start date of relationship: 8/15/2017 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-12 |
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