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Ashwin Vijay Pathare

Oppenheimer & Co. Inc.

Seattle, WA

Belleuve, WA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-21
  • WA RA
    APPROVED
    Since 2022-09-21

Branch Locations

701 Pike Street Suite 2100, Seattle, WA 98101 • United States

Belleuve, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellevue WA 01/2019 08/2022
Unemployed Seattle WA 01/2016 10/2018
Morgan Stanley Private Bank, N.A. New York NY 02/2019 08/2022
Oppenheimer & Co. Inc. Seattle WA 09/2022 Present
  • 01/2019 → 08/2022
    Morgan Stanley
    Bellevue, WA
  • 01/2016 → 10/2018
    Unemployed
    Seattle, WA
  • 02/2019 → 08/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2022 → Present
    Oppenheimer & Co. Inc.
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2019-03-11

View on SEC IAPD

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