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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-22
  • CA RA
    APPROVED
    Since 2023-06-22

Branch Locations

Cwm Retail, Sales 201 North Garfield Avenue, Monterey Park, CA 91754 • United States

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 08/2018 03/2020
Bank Of America Los Angeles CA 10/2017 08/2018
Standard Chartered Bank Kuala Lumpur 07/2016 03/2017
Joymode Inc Los Angeles CA 07/2017 10/2017
Unemployed Los Angeles CA 04/2017 06/2017
J.P. Morgan Securities Llc Los Angeles CA 08/2018 03/2020
J.P. Morgan Securities Llc Los Angeles CA 10/2020 03/2023
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2020 03/2023
Unemployed Los Angeles CA 04/2020 09/2020
Unemployed Kuala Lumpur 04/2017 04/2017
Citigroup Los Angeles CA 03/2023 Present
  • 08/2018 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2017 → 08/2018
    Bank Of America
    Los Angeles, CA
  • 07/2016 → 03/2017
    Standard Chartered Bank
    Kuala Lumpur
  • 07/2017 → 10/2017
    Joymode Inc
    Los Angeles, CA
  • 04/2017 → 06/2017
    Unemployed
    Los Angeles, CA
  • 08/2018 → 03/2020
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2020 → 03/2023
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2020 → 03/2023
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 04/2020 → 09/2020
    Unemployed
    Los Angeles, CA
  • 04/2017 → 04/2017
    Unemployed
    Kuala Lumpur
  • 03/2023 → Present
    Citigroup
    Los Angeles, CA
Other Businesses

OA name: ELLE EXPERIENCE, Nature: CUSTOM 3D PRINTING AND RARE PLANTS (Investment-related: No, Location: Temple City, CA, started 04/20/2026), Title: OWNER, Duties: Design, producing, fulfilment, shipping, a to z everything 1 man business, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-21
S63 Uniform Securities Agent State Law Examination 2018-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-06-21
  • S63 Uniform Securities Agent State Law Examination
    2018-11-06
Other Names
  • Lester Low
  • Jin Low

View on SEC IAPD

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