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Joshua Stephen Falter

Mid-American Wealth Advisory Group

Kansas City, MO

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Current Employers
Mid-American Wealth Advisory Group

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-11-12
MO RA APPROVED 2020-11-12
  • KS RA
    APPROVED
    Since 2020-11-12
  • MO RA
    APPROVED
    Since 2020-11-12

Branch Locations

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid American Wealth Advisory Group Kansas City MO 02/2016 Present
Mid-American Wealth Advisory Group Kansas City MO 11/2020 Present
Previous Registrations
Other Businesses

1. 01/2019-Present: Mid American Wealth Advisory Group Inc. Fixed Insurance and Fixed Annuity sales. Approximately 160 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-25
  • S65 Uniform Investment Adviser Law Examination
    2018-08-25

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

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