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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-06-05 |
| OH | RA | APPROVED | 2025-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Archbold | OH | 10/2020 | 05/2025 |
| First Federal Bank | Nopoleon | OH | 02/2015 | 09/2018 |
| Raymond James Financial Services, Inc. | Archbold | OH | 10/2018 | 10/2020 |
| Raymond James Financial Services Advisors, Inc. | Archbold | OH | 02/2021 | 05/2025 |
| Fm Investment Services | Archbold | OH | 01/2021 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 05/2025 | Present |
1) Jennifer Gilroy; Investment related; 655 Fox Run Road, Suite N, Findlay, OH 45840; Fixed annuity and insurance sales, non-registered insurance activities; Agent; Start date 3/1/2021; approximate hours per month - 10; hours per month during securities trading - 10. 2). Findlay Rotary; 766 Parkview Drive, Findlay, OH 45840; not investment related; run Quickbook, reports, report to financial committee and board, and paybills. Treasure; Treasure; 08/01/2026-present; 6 hours/Month (3 during securities trading hours/month); Treasure for the Findlay Rotary Club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-12 |
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