Ross Alan Bauer

Current Employers

Employment History

• 01/2019 → 03/2024
  Securities America, Inc.
  Olathe, KS
• 08/2016 → 10/2018
  Johnson County Appraisers Office
  Olathe, KS
• 10/2018 → Present
  Compass Financial Resources, Llc
  Olathe, KS
• 05/2019 → 03/2024
  Securities America Advisors
  Olathe, KS
• 09/2019 → Present
  Ameritime, Llc
  Olathe, KS
• 03/2024 → Present
  Lpl Financial
  Olathe, KS

Previous Registrations

• 2019-05-16 → 2024-03-14
  Securities America Advisors, Inc.
  Olathe, KS

Other Businesses

1- 02/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s). 2- 02/2024 / Financial Market, INC / Non-Variable Insurance / Investment Related / 30 hrs mth / Start Date: 10/22/2018 3- 05/2024 / Ameritime, LLC / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / IAR / Started: 9/2/2019 / 10 Hrs/Mo During Trading / I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-15
• S63 Uniform Securities Agent State Law Examination
  2019-03-29