Nicholas Uzpen

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-14
MN	RA	APPROVED	2018-12-14

TX RA
APPROVED_RES

Since 2026-01-14
MN RA
APPROVED

Since 2018-12-14

Branch Locations

1700 W Highway 36 Ste 215, Roseville, MN 55113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2018	Present
Associated Bank	Plymouth	MN	06/2017	10/2018
Guaranty Bank	Minneapolis	MN	07/2014	05/2017
Impremis	Minneapolis	MN	05/2017	05/2017
Instacart	San Francisco	CA	08/2018	08/2018

10/2018 → Present

Edward Jones

St Louis, MO
06/2017 → 10/2018

Associated Bank

Plymouth, MN
07/2014 → 05/2017

Guaranty Bank

Minneapolis, MN
05/2017 → 05/2017

Impremis

Minneapolis, MN
08/2018 → 08/2018

Instacart

San Francisco, CA

Other Businesses

Peaceful Place Properties Type of business: Investment Property Brooklyn Center, MN Start date: 8/1/2018 Owner Hours per week: 0 Hours during trading: 0 No Responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-13

S66 Uniform Combined State Law Examination

2018-12-13

Designations

Other Names

Nicholas Uzpen
Nicholas Joseph Uzpen

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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