Best Investors
Account
Sign in
Best Investors
Account
Sign in
224 N Phillips Ave Suite 200, Sioux Falls, SD 57104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-11-30 |
| IA | RA | APPROVED | 2015-10-27 |
| TX | RA | APPROVED_RES | 2015-10-22 |
| SD | RA | APPROVED | 2014-08-07 |
Branch Locations
224 N Phillips Ave Suite 200, Sioux Falls, SD 57104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson Private Wealth, Inc. | Sioux Falls | SD | 06/2014 | Present |
Raymond Paul Thompson is an accountant with and offers professional accounting and tax preparation services through Thompson Private Wealth, Inc. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Thompson Private Wealth, Inc. always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of Thompson Private Wealth, Inc. in such individual's outside capacities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
Reach out to this advisor