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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-13 |
| GA | RA | APPROVED | 2023-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Atlanta | GA | 10/2018 | 05/2019 |
| World Financial Group / Transamerica | Atlanta | GA | 06/2018 | 10/2018 |
| The Coca-Cola Company | Alpharetta | GA | 12/2000 | 04/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2019 | 03/2023 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2021 | 03/2023 |
| Morgan Stanley Smith Barney Llc | Alpharetta | GA | 03/2023 | Present |
1. Lucid Pearl DBA August Enterprises 2. Investment Related: No 3. (Personal Address) 4. Writing Services 5. Owner/Proprietor 6. 06/01/2018 7. Hours devoted to business: 5 8. Hours devoted during Securities business: 0 9. am the sole proprietor of a very small content editing business. I provide proofreading and editing services for individuals and small businesses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-05 |
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