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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-12-06 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Saint Louis | MO | 10/2018 | 03/2022 |
| The Pisa Group Inc | Saint Charles | MO | 03/2015 | 10/2018 |
| Randstad | St Louis | MO | 05/2022 | 09/2022 |
| Wells Fargo Clearing Services | St Louis | MO | 05/2022 | Present |
LINDBERGH SCHOOLS HIGH SCHOOL VARSITY FOOTBALL; NOT INV RELATED; SAPPINGTON, MO; PUBLIC SCHOOL DISTRICT; CHAIN OPERATOR ; START DATE: 09/12/2025; 6 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-12 |
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