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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-15 |
| TX | RA | APPROVED | 2022-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferson National Securities Corporation | Louisville | KY | 09/2018 | 01/2019 |
| Nationwide/Jefferson National Financial Corp | Louisville | KY | 10/2018 | 01/2020 |
| Ziprecruiter | Tempe | AZ | 04/2018 | 08/2018 |
| Bank Of America | Scottsdale | AZ | 07/2015 | 03/2018 |
| Nationwide Investment Services Corporation | Louisville | KY | 01/2019 | 01/2020 |
| Wells Fargo Clearing Services Llc | Cave Creek | AZ | 04/2021 | 04/2022 |
| Wells Fargo Bank, Na | Cave Creek | AZ | 04/2021 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 05/2022 | Present |
| J.P. Morgan Securities Llc | Phoenix | AZ | 05/2022 | Present |
| Unemployed | Scottsdale | AZ | 02/2020 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-31 |
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