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Michael J. Sleasman

Osaic Wealth, Inc.

Clifton Park, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

659 Plank Road, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halliday Financial, Llc Albany NY 10/2013 03/2023
City Of Albany Fire Department Albany NY 05/2015 Present
American Portfolios Financial Services Inc. Holbrook NY 03/2023 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 10/2013 → 03/2023
    Halliday Financial, Llc
    Albany, NY
  • 05/2015 → Present
    City Of Albany Fire Department
    Albany, NY
  • 03/2023 → 10/2024
    American Portfolios Financial Services Inc.
    Holbrook, NY
  • 10/2024 → Present
    Scottsdale, AZ
Previous Registrations
  • 2023-03-17 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2020-01-17 → 2023-03-22
    Clifton Park, NY
  • 2017-06-07 → 2019-12-31
    Clifton Park, NY
    Glen Head, NY
  • 2009-04-02 → 2013-01-08
    Williamsville, NY
    Williamsville, NY
Other Businesses

1. Lieutenant/EMT FOR ALBANY CITY FIRE DEPT, NON INVESTMENT RELATED. ALBANY CITY FIRE, 26 BROAD ST. ALBANY, NY 12209. START DATE 5/7/2015 - 24-48 HOURS/WEEK TIME SPENT DURING TRADING HOURS WILL VARY BUT SHOULD RANGE BETWEEN 7.5 - 15 HOURS A WEEK. THE JOB ENTAILS FIRE SUPPRESSION AND ADMINISTER MEDICAL SERVICES. $100,000ANNUAL SALARY. 2. FCC Holdings, LLC. Not Investment Related. Shareholder in private placement. Start 4/2021. No hours will be spent on this activity. 3. ALBANY FIRE DEPARTMENT POSITION: Lieutenant NATURE: Government Service INVESTMENT RELATED: No NUMBER OF HOURS: 168 SECURITIES TRADING HOURS: 33 START DATE: 05/07/2015 ADDRESS: 26 BROAD ST., ALBANY NY 12209, United States DESCRIPTION: Provide emergency mitigation 4. NY BRAVEST FCU POSITION: Board Member NATURE: Federal Credit Union INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2025 ADDRESS: 532 Central Avenue, Abany NY 12206, United States DESCRIPTION: Directors oversee the operations by setting policy, approving budgets and adopting rules and regulations I am not engaged in any of the following with this OBA: Acting as Registered Representative or Investment Advisor for the organization; this includes having discretionary authority for the organization's investment advisory accounts or being the representative of record on any brokerage account. ? Investment Advice: Providing advice to the organization or entity regarding investments through other individuals or entities. The advice must be presented to the Board by a sub-committee such as a finance committee. FPs and RAs are prohibited from solely providing advice to the entity/board. ? Having direct or indirect control over and/or custody of funds or securities for the organization including check writing Acting as Power of Attorney for the organization

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-24
S66 Uniform Combined State Law Examination 2005-05-09
  • S63 Uniform Securities Agent State Law Examination
    2015-05-24
  • S66 Uniform Combined State Law Examination
    2005-05-09
Designations
Other Names
  • Michael J. Sleasman

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