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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-04-23 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Plano | TX | 06/2018 | 02/2019 |
| University Of Alabama | Tuscaloosa | AL | 08/2014 | 05/2018 |
| Jim N Nick'S Community Bbq | Tuscaloosa | AL | 06/2015 | 11/2016 |
| Rfg Advisory, Llc | Vestavia Hills | AL | 04/2019 | Present |
Owner/Operator (01/2018 - Present) of GLB Photography, a non investment related freelance photography business located in Springville, AL. Activity represents approximately 10-20 hours per month outside of normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-29 |
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