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Lori Nicole Oliveira

Wells Fargo Clearing Services, LLC

Palm Beach, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-05
  • TX RA
    APPROVED_RES
    Since 2026-02-05

Branch Locations

255 S County Rd 1St Fl, Palm Beach, FL 33480 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Palm Beach FL 04/2011 Present
Wells Fargo Clearing Services Llc Palm Beach FL 09/2018 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-23
  • S63 Uniform Securities Agent State Law Examination
    2019-03-23
Other Names
  • Lori Oliveira

View on SEC IAPD

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BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
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NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
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