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Gregory Wc Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-16
CA RA APPROVED 2015-10-15
  • TX RA
    APPROVED_RES
    Since 2015-10-16
  • CA RA
    APPROVED
    Since 2015-10-15

Branch Locations

3400 Pawtucket Ave Global Human Resources- The Academy, Riverside, RI 02915 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2015 Present
Bank Of America, N.A. Chandler AZ 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-04
S63 Uniform Securities Agent State Law Examination 2005-04-18
  • S66 Uniform Combined State Law Examination
    2015-09-04
  • S63 Uniform Securities Agent State Law Examination
    2005-04-18
Other Names
  • Greg Miller

View on SEC IAPD

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