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Mathew Philip Ofman

Osaic Institutions, Inc.

Phoenix, AZ

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-25
  • AZ RA
    APPROVED
    Since 2026-03-25

Branch Locations

4686 E. Van Buren St #190, Phoenix, AZ 85008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Scottsdale AZ 04/2015 09/2016
Bank Of America, N.A. Scottsdale AZ 09/2016 03/2020
Wells Fargo Clearing Services, Llc Scottsdale AZ 04/2024 10/2024
Comerica Bank Phoenix AZ 09/2023 03/2024
Equitable Home Mortgage Scottsdale AZ 03/2020 09/2023
Osaic Institutions, Inc. Meriden CT 02/2026 Present
Alerus Scotsdale AZ 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-31
S63 Uniform Securities Agent State Law Examination 2005-05-25
  • S66 Uniform Combined State Law Examination
    2024-07-31
  • S63 Uniform Securities Agent State Law Examination
    2005-05-25
Other Names
  • Matt Ofman

View on SEC IAPD

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