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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-03
FL RA APPROVED 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2026-02-03
  • FL RA
    APPROVED
    Since 2020-10-02

Branch Locations

2205 Mcgregor Blvd, Fort Myers, FL 33901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Myers FL 09/2018 Present
Lee County Elections Ft. Myers FL 08/2016 11/2016
Unemployed Ft. Myers FL 11/2016 08/2018
Lee County Elections Ft. Myers FL 08/2018 08/2018
  • 09/2018 → Present
    Fort Myers, FL
  • 08/2016 → 11/2016
    Lee County Elections
    Ft. Myers, FL
  • 11/2016 → 08/2018
    Unemployed
    Ft. Myers, FL
  • 08/2018 → 08/2018
    Lee County Elections
    Ft. Myers, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-01
S63 Uniform Securities Agent State Law Examination 2019-12-30
  • S65 Uniform Investment Adviser Law Examination
    2020-10-01
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30
Other Names
  • Judy Viola Ford
  • Judy Viola Barry

View on SEC IAPD

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