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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-04
AL RA APPROVED 2022-11-08
  • TX RA
    APPROVED
    Since 2023-04-04
  • AL RA
    APPROVED
    Since 2022-11-08

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc Denver CO 11/2019 10/2022
Ligon Industries, Llc Birmingham AL 03/2011 10/2019
Vulcan Value Partners Llc Birmingham AL 10/2019 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 10/2022 Present
Bank Of America, N.A. Birmingham AL 12/2022 Present
Previous Registrations
Other Businesses

Entity Type: Not for profitName of outside business organization: CFA Society of AlabamaInvestment related: NoAddress of business: Birmingham, Alabama, 35209,Position, title, association Board MemberStart date of relationship: 7/1/2020Number of hours devoted: 4 hrsNumber of hours devoted during trading hours: 0Duties: Plan social activities and continuing education opportunities for CFA Society members. For profit or not for profit: Not for profitName of outside business organization: HOPE InternationalInvestment related: NoAddress of business: Pennsylvania, 17601,Position, title, association Local board memberStart date of relationship: 9/1/2013Number of hours devoted: 8 hrsNumber of hours devoted during trading hours: 0Duties: I am a member of the local advisory board. Responsibilities are to help with planning for the annual meeting and provide guidance to the local HOPE representative. I*: 2843264Entity Type: GovernmentalName of OBA: Birmingham-Jefferson County Port AuthorityAddress: Birmingham, AL 35203Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 11/03/2025Number of Hours: 3 hrs mthlyNumber of Hours during trading: 1 hr mthlyDuties: Serve as board member, attend monthly/quarterly board meetings, provide oversight of executive director and vote on initiatives brought forth by the executive director. I*4035265, Entity Type: Entity For Profit, Name of OBA: ABC Holdings, LLC, Address: Birmingham, Alabama, 35216, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 06/30/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Board seat. Otherwise Passive owner. Holding company that will purchase a waste dumpster business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-06-19
S66 Uniform Combined State Law Examination 2005-07-19
  • S63 Uniform Securities Agent State Law Examination
    2020-06-19
  • S66 Uniform Combined State Law Examination
    2005-07-19
Other Names
  • Justin Alexander Mayfield

View on SEC IAPD

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