Connor Hart Bradley

Current Employers

Employment History

• 05/2018 → 11/2018
  Unemployed
  Austin, TX
• 08/2014 → 05/2018
  Texas Christian University
  Fort Worth, TX
• 06/2017 → 07/2017
  Sudberry Properties
  San Diego, CA
• 11/2018 → 12/2019
  Axa Advisors, Llc
  New York, NY
• 01/2020 → 07/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2016 → 05/2018
  North Bay Partners
  Fort Worth, TX
• 06/2020 → 12/2022
  Thrivent Advisor Network, Llc
  Austin, TX
• 01/2023 → Present
  49 Wealth Management Llc
  Austin, TX
• 07/2024 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Previous Registrations

• 2020-06-23 → 2022-12-31
  Thrivent Advisor Network, Llc
  Austin, TX
  Minneapolis, MN
• 2020-01-23 → 2020-07-02
  Pks Advisory Services, Llc
  Albany, NY
• 2019-10-16 → 2020-01-06
  Equitable Advisors, Llc
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1. 49 Wealth Management. Investment Advisor Representative since 1/2023. Investment related; 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746. Approximately 90% of Connor Bradley's time is for services as an investment advisor representative and the balance as a registered representative. Provides investment and insurance related advice and business 2. 49 Financial; Non-investment related; Fixed Insurance Sales; Insurance agent since 1/2023; 916 S Capital of Texas Highway, Suite 2.100 Austin, TX 78746; Appx 10% of time during the month; Meet with clients, discuss financial goals and needs, and, if applicable, provide fixed insurance services. 3. Alequin Properties. Not Investment Related. 454 E. Washington Ave, Pasadena CA 9104. Real Estate. Agent. Start 9/2019. 1-3 hours per month, not during trading. Transactions and referral agreements. 4. Oakwood Capital Securities. Investment Related. Registered Representative. 600 US-169 Ste 1410 Minneapolis Minnesota 55426. Start 07/2024. 5 hours/month all during trading hours. 5. Financial Independence Group. Investment Related. Fixed Insurance Agent. 19520 W Catawba Ave #200 Cornelius North Carolina 28031. Start 01/2023. 5 hours/month all during trading hours. 6. Full Hart LLC; Not investment related; 3737 Shelby Drive, Fort Worth TX 76109; family real estate partnership managing off campus rentals for Texas Christian University students; hours per month during market trading hours will be dedicated to this OBA: 3; hours per month outside market trading hours will be dedicated to this OBA: 3

Exams

• S66 Uniform Combined State Law Examination
  2019-08-23
• S63 Uniform Securities Agent State Law Examination
  2019-02-24