Steven Tabak

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → 03/2018
  A&Y Royal Insurance Bkge, Inc
  Brooklyn, NY
• 09/2018 → 11/2024
  Pruco Securities, Llc.
  Howard Beach, NY
• 03/2018 → 09/2018
  Unemployment
  Staten Island, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Staten Island, NY

Previous Registrations

• 2021-11-05 → 2024-11-14
  Pruco Securities, Llc.
  Forest Hills, NY
  Staten Island, NY
  Westwood, NJ
  White Plains, NY

Other Businesses

1) 02/19/2025 - 2106N7ST LLC - Real Estate Rental - OWN A RENTAL PROPERTY - INV Related - At Philadelphia, PA - Start Date 07/21/2020 - 0hrs/mth - 0hrs During Trading 2) 02/19/2025 - 2517N7 LLC - Real Estate Rental - VACANT LOT - INV Related - At Philadelphia, PA - Start Date 05/28/2021 - 0hrs/mth - 0hrs During Trading 3) 02/19/2025 - STEVEN TABAK - Real Estate Rental - RENTAL PROPERTY - INV Related - At Fair Lawn, NJ - Start Date 08/22/2022 - 2hrs/mth - 0hrs During Trading 4) 02/19/2025 - STEVEN TABAK - Real Estate Rental - RENTAL PROPERTY - INV Related - At Fair Lawn, NJ - Start Date 02/17/2023 - 2hrs/mth - 0hrs During Trading 5) 02/27/2025 - 2501N7STLLC - Real Estate Rental - RENTAL PROPERTY - INV Related - At Philadelphia, PA - Start Date 11/05/2020 - 0hrs/mth - 0hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-10-19